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Detailed Report
STEVEN MICHAEL SOUTH
CRD#: 5108031
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 DAPHNE, AL
Registration History
20062008201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2021 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2019 - Present (5 years)BCOMPASS BROKERAGE, INC. (CRD# 17086)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 8/28/2019
B
Georgia 1/7/2020
IA
Alabama 11/9/2021
B
New York 5/2/2023
B
Florida 6/20/2024
IA
New York 5/4/2023
IA
Florida 6/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
DAPHNE, AL
Registered with this firm since 11/9/2021
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
DAPHNE, AL
Registered with this firm since 8/5/2019
Previous Registration(s)
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B
 06/29/2006 - 05/04/2007 COMPASS BROKERAGE, INC. (CRD#:17086) TUSCALOOSA, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.