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Detailed Report
CHRISTINE KELLY MUIR
CHRISTINE LARA KELLY
CRD#: 5107719
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3059 TOWNSGATE RD
4TH FL, STE 400
WESTLAKE VILLAGE, CA 91361
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2022 (7 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 12/12/2022
IA
California 12/12/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
SANTA CLARITA, CA
Registered with this firm since 12/12/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
SANTA CLARITA, CA
Registered with this firm since 12/12/2022
Previous Registration(s)
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IA
 11/20/2015 - 12/19/2022 MORGAN STANLEY (CRD#:149777) Westlake Village, CA
B
 11/19/2015 - 12/19/2022 MORGAN STANLEY (CRD#:149777) Westlake Village, CA
IA
 12/11/2012 - 11/24/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
B
 12/10/2012 - 11/24/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
IA
 11/22/2010 - 12/12/2012 MORGAN STANLEY (CRD#:149777) SHERMAN OAKS, CA
B
 04/01/2010 - 12/12/2012 MORGAN STANLEY (CRD#:149777) SHERMAN OAKS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.