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SCOTT BARRETT HOXIE
CRD#: 5107524
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
CETERA ADVISORS LLCCRD#: 10299 655 W BROADWAY 12TH FL
SAN DIEGO, CA 92101
SAN DIEGO, CA 92101
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 1/20/2022
B
Nebraska 1/27/2022
B
Alaska 1/20/2022
B
Nevada 9/8/2022
B
Arizona 1/20/2022
B
New Hampshire 1/20/2022
B
Arkansas 1/20/2022
B
New Jersey 1/20/2022
IA
California 11/12/2020
B
New Mexico 1/20/2022
B
California 1/20/2022
B
New York 1/20/2022
B
Colorado 1/20/2022
B
North Carolina 9/8/2022
B
Connecticut 1/20/2022
B
North Dakota 1/20/2022
B
Delaware 1/20/2022
B
Ohio 1/20/2022
B
District of Columbia 1/20/2022
B
Oklahoma 1/20/2022
B
Florida 1/20/2022
B
Oregon 1/25/2022
B
Georgia 1/20/2022
B
Pennsylvania 1/26/2022
B
Hawaii 1/20/2022
B
Puerto Rico 1/20/2022
B
Idaho 1/20/2022
B
Rhode Island 1/20/2022
B
Illinois 1/20/2022
B
South Carolina 1/20/2022
B
Indiana 9/8/2022
B
South Dakota 1/20/2022
B
Iowa 1/20/2022
B
Tennessee 1/20/2022
B
Kansas 1/20/2022
B
Texas 1/20/2022
B
Kentucky 1/20/2022
IA
Texas 11/3/2022
B
Louisiana 1/20/2022
B
Utah 1/25/2022
B
Maine 1/20/2022
B
Vermont 1/20/2022
B
Maryland 1/20/2022
B
Virgin Islands 1/20/2022
B
Massachusetts 9/8/2022
B
Virginia 1/25/2022
B
Michigan 1/20/2022
B
Washington 1/20/2022
B
Minnesota 1/20/2022
B
West Virginia 2/10/2022
B
Mississippi 1/20/2022
B
Wisconsin 1/20/2022
B
Missouri 1/20/2022
B
Wyoming 1/20/2022
B
Montana 1/20/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/12/2020
B
Registered with this firm since 4/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/20/2022 - 03/21/2024 | HARLINGEN, TX | |
B | 11/05/2013 - 09/08/2022 | HARLINGEN, TX | |
IA | 11/06/2013 - 11/12/2020 | SAN DIEGO, CA | |
IA | 03/24/2008 - 11/12/2013 | SAN DIEGO, CA | |
B | 07/16/2007 - 11/12/2013 | SAN DIEGO, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.