Individual Firm
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MICHAEL LIEN LIANG
MICHAEL L. LIANG
CRD#: 5107200
IA
B
LPL FINANCIAL LLCCRD#: 6413 7700 IRVINE CENTER DR STE 540
IRVINE, CA 92618
IRVINE, CA 92618
0
Disclosures
19
Years of Experience
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State Registrations
B
Alaska 11/18/2022
B
Idaho 5/19/2017
B
Arizona 9/13/2021
B
Indiana 4/13/2023
B
California 10/28/2011
B
Nevada 1/28/2014
IA
California 11/1/2011
B
New York 5/7/2024
B
Colorado 10/17/2023
B
Ohio 9/26/2017
B
Florida 10/16/2019
IA
Texas 2/15/2022
B
Georgia 10/2/2018
B
Washington 3/9/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/1/2011
B
Registered with this firm since 10/28/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/13/2008 - 10/28/2011 | IRVINE, CA | |
B | 06/12/2008 - 10/28/2011 | IRVINE, CA | |
IA | 04/27/2006 - 06/16/2008 | IRVINE, CA | |
B | 04/12/2006 - 06/16/2008 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.