Individual Firm
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Nichole G Matowitz
Nichole Ginder Matowitz, Nichole Ginder Richter
CRD#: 5106574
IA
B
EDWARD JONESCRD#: 250 3040 VILLAGE PARK DRIVE
PLOVER, WI 54467
PLOVER, WI 54467
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 3/21/2023
B
Minnesota 4/18/2022
B
Arkansas 8/23/2022
B
Missouri 7/31/2024
B
Colorado 11/3/2022
B
Ohio 8/24/2022
B
Florida 8/23/2022
B
Oregon 8/23/2022
B
Georgia 8/23/2022
B
Wisconsin 4/18/2022
B
Indiana 11/3/2022
IA
Wisconsin 4/18/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/18/2022
B
Registered with this firm since 4/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/24/2021 - 06/17/2022 | STEVENS POINT, WI | |
B | 03/24/2021 - 06/17/2022 | STEVENS POINT, WI | |
IA | 08/01/2012 - 03/24/2021 | STEVENS POINT, WI | |
B | 08/01/2012 - 03/24/2021 | STEVENS POINT, WI | |
IA | 04/20/2012 - 08/01/2012 | STEVENS POINT, WI | |
B | 06/07/2007 - 08/01/2012 | STEVENS POINT, WI | |
IA | 04/29/2010 - 04/19/2012 | MILWAUKEE, WI | |
IA | 11/16/2007 - 03/30/2010 | STEVENS POINT, WI |
MILWAUKEE, WI
04/29/2010 - 04/19/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.