Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DESIREE ANN SEGLER
DESIREE ANN GREENE, DESIREE A. SEGLER, DESIREE SEGLER
CRD#: 5105363
IA
Investment Adviser
B
Broker
HEIRLOOM WEALTH MANAGEMENT LLCCRD#: 292277 385 INVERNESS PKWY
SUITE 390
ENGLEWOOD, CO 80112
M. S. HOWELLS & CO.CRD#: 104100 6400 S. Fiddlers Green Cir.
Suite 1970
Greenwood Village, CO 80111
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2018 (9 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2006 - 2008 (1 year)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2018 (3 years)
License(s)

State Registrations

IA
Colorado 5/1/2018
B
Nevada 10/10/2018
B
Colorado 5/10/2018
B
Ohio 5/10/2018
B
Florida 9/23/2024
B
Oregon 9/15/2022
B
Kansas 5/10/2018
B
Texas 5/10/2018
B
Missouri 11/6/2020
B
Washington 5/10/2018
B
Montana 9/30/2021
B
Wyoming 5/10/2018
B
Nebraska 5/10/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HEIRLOOM WEALTH MANAGEMENT LLC (CRD#:292277)
385 INVERNESS PKWY SUITE 390, ENGLEWOOD, CO 80112
Registered with this firm since 5/1/2018
B
M. S. HOWELLS & CO. (CRD#:104100)
6400 S. Fiddlers Green Cir. Suite 1970, Greenwood Village, CO 80111
Registered with this firm since 5/10/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/02/2014 - 05/08/2018 LPL FINANCIAL LLC (CRD#:6413) ENGLEWOOD, CO
B
 08/01/2008 - 05/08/2018 LPL FINANCIAL LLC (CRD#:6413) ENGLEWOOD, CO
B
 06/29/2006 - 05/28/2008 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.