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Detailed Report
LOUIS JOSEPH SIMONE
LOU SIMONE, LOUIE SIMONE, LOUIS SIMONE
CRD#: 5105254
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 2348 POST ROAD, SUITE 29
AIRPORT PROFESSIONAL PARK
WARWICK, RI 02886
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 2/8/2021
B
Missouri 3/10/2021
IA
Alabama 2/11/2021
IA
Missouri 3/17/2021
B
Arizona 8/8/2023
B
New Hampshire 11/30/2023
IA
Arizona 9/1/2023
IA
New Hampshire 12/4/2023
B
Arkansas 4/27/2015
B
New Jersey 5/15/2006
IA
Arkansas 5/12/2015
IA
New Jersey 5/18/2006
B
California 1/14/2015
B
New York 4/3/2006
IA
California 1/26/2015
IA
New York 5/18/2021
B
Colorado 7/18/2011
B
North Carolina 11/2/2020
B
Connecticut 8/2/2017
IA
North Carolina 11/25/2020
IA
Connecticut 8/7/2017
B
Ohio 10/5/2021
B
Delaware 2/19/2016
IA
Ohio 10/12/2021
IA
Delaware 2/26/2016
B
Oregon 6/28/2024
B
District of Columbia 7/9/2018
B
Pennsylvania 3/4/2009
IA
District of Columbia 10/15/2018
IA
Pennsylvania 12/14/2021
B
Florida 3/14/2008
B
Rhode Island 8/8/2007
IA
Florida 3/11/2021
IA
Rhode Island 11/18/2020
B
Georgia 3/2/2016
B
South Carolina 7/16/2021
IA
Georgia 3/9/2016
IA
South Carolina 7/21/2021
B
Hawaii 10/1/2024
B
Tennessee 1/24/2024
IA
Hawaii 10/10/2024
B
Texas 6/10/2016
B
Illinois 10/31/2024
IA
Texas 6/15/2016
B
Kentucky 6/24/2024
B
Utah 11/2/2020
IA
Kentucky 7/2/2024
B
Virginia 3/18/2021
B
Maine 2/15/2022
IA
Virginia 3/31/2021
IA
Maine 2/17/2022
B
Washington 3/2/2016
B
Maryland 7/24/2018
IA
Washington 3/14/2016
B
Massachusetts 8/26/2010
B
West Virginia 2/11/2021
B
Michigan 6/14/2021
IA
West Virginia 2/23/2021
IA
Michigan 6/21/2021
B
Wisconsin 10/1/2020
B
Minnesota 2/28/2024
IA
Wisconsin 10/6/2020
IA
Minnesota 3/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
2348 POST ROAD, SUITE 29 AIRPORT PROFESSIONAL PARK, WARWICK, RI 02886
900 W SOUTH AVENUE #4, WESTFIELD, NJ 07090
Registered with this firm since 5/18/2006
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
2348 POST ROAD, SUITE 29 AIRPORT PROFESSIONAL PARK, WARWICK, RI 02886
900 W SOUTH AVENUE #4, WESTFIELD, NJ 07090
Registered with this firm since 3/13/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.