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LARISSA NETO ALVAREZ
LARISSA N ALVAREZ, Larissa Alvarez, LARISSA N MILLIKAN, LARISSA NETO MILLIKAN, LARISSA SANTA FLOR REIS O NETO
CRD#: 5104535
IA
B
WELLS FARGO ADVISORSCRD#: 19616 90 S 7TH ST 10TH & 11TH FLS
MINNEAPOLIS, MN 55402
MINNEAPOLIS, MN 55402
0
Disclosures
15
Years of Experience
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State Registrations
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Minnesota 5/13/2022
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North Dakota 5/13/2022
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Minnesota 5/13/2022
SRO Registrations
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Registered with this firm since 5/13/2022
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Registered with this firm since 5/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/08/2018 - 05/18/2022 | PLYMOUTH, MN | |
IA | 07/08/2019 - 04/29/2022 | PLYMOUTH, MN | |
B | 06/12/2018 - 04/29/2022 | PLYMOUTH, MN | |
IA | 03/30/2021 - 04/14/2021 | PLYMOUTH, MN | |
B | 01/03/2012 - 01/03/2018 | JACKSONVILLE, FL | |
B | 06/30/2011 - 01/03/2012 | JERSEY CITY, NJ | |
IA | 10/25/2010 - 06/20/2011 | BLUE ASH, OH | |
B | 12/15/2009 - 06/20/2011 | BLUE ASH, OH | |
IA | 04/19/2006 - 07/27/2006 | CINCINNATI, OH | |
B | 04/17/2006 - 07/27/2006 | CINCINNATI, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.