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Detailed Report
Robert Andrew O'Brien
ROBERT ANDREW O'BRIEN, ROBERT O'BRIEN, ROBERT ANDREW OBRIEN
CRD#: 5104170
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 108 PACKERLAND DRIVE SUITE C-2
GREEN BAY, WI 54303
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - Present (13 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2008 - 2009 (<1 year)BEDWARD JONES (CRD# 250)2006 - 2008 (2 years)
License(s)

State Registrations

B
Alaska 4/25/2014
B
North Carolina 4/16/2012
B
California 12/3/2015
B
North Dakota 12/13/2019
B
Colorado 1/5/2017
B
Ohio 1/6/2025
B
Florida 3/6/2012
B
South Carolina 8/14/2023
B
Georgia 11/21/2019
B
Utah 2/18/2025
B
Illinois 2/23/2012
B
Wisconsin 1/20/2012
B
Indiana 12/14/2021
IA
Wisconsin 1/31/2012
B
Michigan 1/20/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
108 PACKERLAND DRIVE SUITE C-2, GREEN BAY, WI 54303
Registered with this firm since 1/31/2012
B
EDWARD JONES (CRD#:250)
108 PACKERLAND DRIVE SUITE C-2, GREEN BAY, WI 54303
Registered with this firm since 1/20/2012
Previous Registration(s)
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IA
 12/22/2010 - 01/23/2012 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) APPLETON, WI
B
 12/14/2010 - 01/23/2012 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) APPLETON, WI
B
 08/03/2009 - 12/20/2010 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) APPLETON, WI
B
 08/03/2009 - 12/20/2010 SII INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
B
 09/16/2008 - 07/30/2009 LPL FINANCIAL CORPORATION (CRD#:6413) MARINETTE, WI
B
 04/25/2006 - 08/25/2008 EDWARD JONES (CRD#:250) DE PERE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.