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CARRIE REGINA DUPUIE
CRD#: 5103829
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 215 N MAIN STREET
BERLIN, MD 21811
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 215 N MAIN STREET
BERLIN, MD 21811
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BEDWARD JONES (CRD# 250)2006 - 2011 (5 years)IAEDWARD JONES (CRD# 250)2008 - 2011 (3 years)
License(s)

State Registrations

B
California 5/17/2019

B
North Carolina 12/16/2011

B
Delaware 12/16/2011

B
Pennsylvania 2/24/2012

IA
Delaware 8/30/2022

B
South Carolina 1/13/2020

B
Florida 2/5/2013

B
Texas 8/23/2019

B
Maryland 12/16/2011

IA
Texas 8/23/2019

IA
Maryland 12/16/2011

B
Virginia 2/4/2019

B
Mississippi 5/15/2018

B
Wisconsin 8/16/2024

B
New Hampshire 12/6/2016

B
Wyoming 2/23/2018

B
New Jersey 12/16/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
215 N MAIN STREET, BERLIN, MD 21811
Registered with this firm since 12/16/2011

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
215 N MAIN STREET, BERLIN, MD 21811
Registered with this firm since 12/16/2011

Previous Registration(s)
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IA
03/11/2008 - 12/07/2011 EDWARD JONES (CRD#:250) OCEAN PINES, MD
B
04/25/2006 - 12/07/2011 EDWARD JONES (CRD#:250) OCEAN PINES, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.