Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JASON KALMUS
CRD#: 5102378
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 7/14/2016
B
Nebraska 7/14/2016
B
Alaska 7/14/2016
B
Nevada 7/14/2016
B
Arizona 7/14/2016
B
New Hampshire 7/14/2016
B
Arkansas 7/14/2016
B
New Jersey 7/14/2016
B
California 7/14/2016
B
New Mexico 7/14/2016
B
Colorado 7/14/2016
B
New York 7/14/2016
B
Connecticut 7/14/2016
B
North Carolina 7/14/2016
B
Delaware 7/14/2016
B
North Dakota 7/14/2016
B
District of Columbia 7/14/2016
B
Ohio 7/14/2016
B
Florida 7/13/2016
B
Oklahoma 7/14/2016
IA
Florida 7/14/2016
B
Oregon 7/14/2016
B
Georgia 7/14/2016
B
Pennsylvania 7/14/2016
B
Hawaii 7/14/2016
B
Puerto Rico 7/14/2016
B
Idaho 7/14/2016
B
Rhode Island 7/14/2016
B
Illinois 7/14/2016
B
South Carolina 7/14/2016
B
Indiana 7/14/2016
B
South Dakota 7/14/2016
B
Iowa 7/14/2016
B
Tennessee 7/14/2016
B
Kansas 7/14/2016
B
Texas 7/14/2016
B
Kentucky 7/14/2016
IA
Texas 7/14/2016
B
Louisiana 7/14/2016
B
Utah 7/14/2016
B
Maine 7/14/2016
B
Vermont 7/14/2016
B
Maryland 7/14/2016
B
Virgin Islands 7/14/2016
B
Massachusetts 7/14/2016
B
Virginia 7/14/2016
B
Michigan 7/14/2016
B
Washington 7/14/2016
B
Minnesota 7/14/2016
B
West Virginia 7/14/2016
B
Mississippi 7/14/2016
B
Wisconsin 7/14/2016
B
Missouri 7/14/2016
B
Wyoming 7/14/2016
B
Montana 7/14/2016

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Miami, FL
Registered with this firm since 7/14/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Miami, FL
Registered with this firm since 7/13/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 07/25/2016 MORGAN STANLEY (CRD#:149777) FT. LAUDERDALE, FL
B
 06/01/2009 - 07/25/2016 MORGAN STANLEY (CRD#:149777) FT. LAUDERDALE, FL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
IA
 11/30/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) NEW YORK, NY
B
 11/30/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NEW YORK, NY
B
 05/31/2006 - 12/08/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.