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Detailed Report
RYAN GAGE NUGENT
CRD#: 5102012
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 NORTH TAMPA
SUITE 2400
TAMPA, FL 33602
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)
License(s)

State Registrations

B
Alabama 7/21/2021
B
New York 6/21/2006
B
California 12/17/2018
B
North Carolina 5/17/2019
B
Colorado 1/3/2020
B
Oregon 12/7/2016
B
Florida 4/11/2006
B
South Carolina 9/23/2015
IA
Florida 7/18/2006
B
South Dakota 6/14/2024
B
Georgia 9/23/2015
B
Vermont 2/26/2014
B
Indiana 2/1/2023
B
Virginia 2/4/2020
B
Maryland 11/30/2021
B
Wisconsin 2/4/2020
B
Mississippi 2/4/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 NORTH TAMPA SUITE 2400, TAMPA, FL 33602
1101 W Swann Ave, Tampa, FL 33606
Registered with this firm since 7/18/2006
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
100 NORTH TAMPA SUITE 2400, TAMPA, FL 33602
1101 W Swann Ave, Tampa, FL 33606
Registered with this firm since 4/11/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.