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Detailed Report
Shawn Fodge
SHAWN MICHAEL FODGE, shawn fodge
CRD#: 5101092
IA
Investment Adviser
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Previous Broker
HBKS WEALTH ADVISORSCRD#: 112139 200 Pinewood Lane
Suite 204
Warrendale, PA 15086
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - 2022 (<1 year)IAHBKS WEALTH ADVISORS (CRD# 112139)2022 - Present (2 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2018 - 2020 (1 year)BLPL FINANCIAL LLC (CRD# 6413)2015 - 2017 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2015 (4 years)BPNC INVESTMENTS (CRD# 129052)2009 - 2011 (1 year)BNATCITY INVESTMENTS, INC. (CRD# 17490)2008 - 2009 (<1 year)BPNC INVESTMENTS (CRD# 129052)2006 - 2007 (<1 year)IASCHNEIDER DOWNS WEALTH MANAGEM... (CRD# 128591)2020 - 2021 (1 year)
License(s)

State Registrations

IA
Pennsylvania 7/14/2022
Current Registration(s)
IA
HBKS WEALTH ADVISORS (CRD#:112139)
200 Pinewood Lane Suite 204, Warrendale, PA 15086
Registered with this firm since 7/14/2022
Previous Registration(s)
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IA
 11/03/2021 - 05/24/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) CRANBERRY TOWNSHIP, PA
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 10/22/2021 - 05/24/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) CRANBERRY TOWNSHIP, PA
IA
 02/17/2020 - 09/21/2021 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP (CRD#:128591) PITTSBURGH, PA
B
 08/09/2018 - 01/14/2020 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) PITTSBURGH, PA
B
 11/11/2015 - 11/06/2017 LPL FINANCIAL LLC (CRD#:6413) PITTSBURGH, PA
B
 09/01/2011 - 10/26/2015 LPL FINANCIAL LLC (CRD#:6413) WEXFORD, PA
B
 11/13/2009 - 08/23/2011 PNC INVESTMENTS (CRD#:129052) PITTSBURGH, PA
B
 12/08/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) PITTSBURGH, PA
B
 03/01/2006 - 02/08/2007 PNC INVESTMENTS (CRD#:129052) STATE COLLEGE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.