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Detailed Report
GARFIELD ANTHONY DAVIDSON
GARFIELD A DAVIDSON MR., GARFIELD A DAVIDSON
CRD#: 5101034
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 ATTLEBORO, MA
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2015 (5 years)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2011 (1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2006 - 2008 (2 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2015 - 2015 (<1 year)
Disclosure(s)
View By:
9/30/2008
Employment Separation After Allegations
License(s)

State Registrations

B
Connecticut 1/6/2016
B
New Jersey 1/30/2017
IA
Connecticut 1/7/2016
IA
New Jersey 2/2/2017
B
Maine 4/6/2020
B
New York 1/26/2017
IA
Maine 4/6/2020
IA
New York 8/16/2021
B
Massachusetts 1/11/2016
B
Pennsylvania 1/27/2017
IA
Massachusetts 3/24/2016
IA
Pennsylvania 1/30/2017
B
New Hampshire 1/4/2016
B
Rhode Island 12/21/2015
IA
New Hampshire 1/4/2016
IA
Rhode Island 12/21/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
ATTLEBORO, MA
Registered with this firm since 12/21/2015
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
ATTLEBORO, MA
Registered with this firm since 12/21/2015
Previous Registration(s)
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IA
 12/08/2015 - 12/22/2015 METLIFE SECURITIES INC. (CRD#:14251) WARWICK, RI
B
 12/16/2010 - 12/22/2015 METLIFE SECURITIES INC. (CRD#:14251) WARWICK, RI
B
 09/11/2009 - 01/12/2011 NYLIFE SECURITIES LLC (CRD#:5167) PROVIDENCE, RI
B
 03/23/2006 - 10/29/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.