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STEVEN CURTIS DARDEN
STEVEN DARDEN
CRD#: 5100956
IA
B
NEWEDGE ADVISORSCRD#: 171351 7607 Fern Ave, Suite 502
Shreveport, LA 71105
Shreveport, LA 71105
LPL FINANCIAL LLCCRD#: 6413 7607 FERN AVE, STE 502
SHREVEPORT, LA 71105
SHREVEPORT, LA 71105
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 6/6/2016
IA
Louisiana 6/9/2016
B
Colorado 2/23/2021
B
North Carolina 6/6/2016
B
Georgia 6/6/2016
B
Texas 6/6/2016
B
Idaho 6/6/2016
IA
Texas 6/9/2016
B
Indiana 6/6/2016
B
Washington 6/6/2016
B
Louisiana 6/6/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/9/2016
B
Registered with this firm since 6/6/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2015 - 06/07/2016 | MARSHALL, TX | |
B | 05/29/2015 - 06/07/2016 | MARSHALL, TX | |
IA | 06/29/2006 - 06/05/2015 | SHREVEPORT, LA | |
B | 03/30/2006 - 06/05/2015 | SHREVEPORT, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.