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WHITNEY CHAMBERS SYME
WHITNEY LEE CHAMBERS, WHITNEY CHAMBERS, WHITNEY CHAMBERS MCDADE
CRD#: 5100864
IA
B
MORGAN STANLEYCRD#: 149777 3500 Colonnade Parkway
Suite 200
Birmingham, AL 35243
Suite 200
Birmingham, AL 35243
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 6/1/2009
IA
Alabama 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2007 - 06/01/2009 | BIRMINGHAM, AL | |
B | 04/02/2007 - 06/01/2009 | BIRMINGHAM, AL | |
B | 11/10/2006 - 04/02/2007 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.