• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CARLOS CABRERA
CARLOS CABRERA JR., CARLOS CABRERA JR. JR.
CRD#: 5100666
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 LAND O LAKES, FL
Registration History
200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2017 - 2020 (2 years)BMORGAN STANLEY (CRD# 149777)2010 - 2016 (6 years)BE*TRADE SECURITIES LLC (CRD# 29106)2007 - 2007 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2006 - 2006 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2017 - 2018 (<1 year)IAMORGAN STANLEY (CRD# 149777)2011 - 2016 (5 years)
License(s)

State Registrations

B
Florida 5/23/2020

B
Texas 5/23/2020

IA
Florida 5/28/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
LAND O LAKES, FL
Registered with this firm since 5/28/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
LAND O LAKES, FL
Registered with this firm since 5/23/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/08/2017 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) TAMPA, FL
IA
06/12/2017 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) Tampa, FL
IA
07/07/2011 - 12/12/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
06/15/2010 - 12/12/2016 MORGAN STANLEY (CRD#:149777) TAMPA, FL
B
03/12/2007 - 11/29/2007 E*TRADE SECURITIES LLC (CRD#:29106) TAMPA, FL
B
03/16/2006 - 11/28/2006 FIRST INVESTORS CORPORATION (CRD#:305) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.