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Detailed Report
SPIKE TRUEWORTHY
SPIKE MICHAEL TRUEWORTHY
CRD#: 5099901
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 HARBOUR PL STE 300
PORTSMOUTH, NH 03801
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2021 (14 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 5/21/2021
B
New Hampshire 5/21/2021
B
Arkansas 10/15/2021
IA
New Hampshire 5/21/2021
B
California 5/21/2021
B
New York 5/21/2021
B
Colorado 5/21/2021
B
North Carolina 7/9/2024
B
Florida 5/21/2021
B
South Carolina 5/21/2021
IA
Florida 2/2/2023
B
Tennessee 5/8/2023
B
Georgia 5/21/2021
B
Texas 5/21/2021
B
Idaho 5/21/2021
IA
Texas 5/21/2021
B
Illinois 8/22/2023
B
Utah 10/15/2021
B
Indiana 3/13/2023
B
Vermont 5/21/2021
B
Maine 5/21/2021
B
Virginia 5/21/2021
B
Maryland 2/22/2024
B
Washington 5/21/2021
B
Massachusetts 5/21/2021
B
Wisconsin 5/21/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 HARBOUR PL STE 300, PORTSMOUTH, NH 03801
Registered with this firm since 5/21/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 HARBOUR PL STE 300, PORTSMOUTH, NH 03801
Registered with this firm since 5/21/2021
Previous Registration(s)
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IA
 07/12/2006 - 06/23/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) PORTSMOUTH, NH
B
 07/12/2006 - 06/23/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) PORTSMOUTH, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.