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Detailed Report
LAURA ELLEN BLANTON
LAURA HALL BLANTON, LAURA E HALL
CRD#: 5099627
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 112 HAYWOOD ROAD
GREENVILLE, SC 29607
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2024 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2024 (10 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2024 (9 years)
Disclosure(s)
View By:
2/19/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/1/2024
B
North Carolina 2/5/2024
B
Arizona 1/16/2024
B
Ohio 1/16/2024
B
California 1/16/2024
B
Oklahoma 1/16/2024
B
Connecticut 1/16/2024
B
Oregon 1/16/2024
B
District of Columbia 1/16/2024
B
Pennsylvania 1/16/2024
B
Florida 1/16/2024
B
South Carolina 1/16/2024
B
Georgia 1/16/2024
IA
South Carolina 1/16/2024
B
Indiana 1/16/2024
B
Tennessee 1/16/2024
B
Kentucky 1/16/2024
B
Texas 1/16/2024
B
Maryland 1/16/2024
IA
Texas 1/16/2024
B
Montana 1/16/2024
B
Virginia 1/16/2024
B
New Jersey 1/16/2024
B
Washington 1/16/2024
B
New York 1/16/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
112 HAYWOOD ROAD, GREENVILLE, SC 29607
Registered with this firm since 1/16/2024
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
112 HAYWOOD ROAD, GREENVILLE, SC 29607
Registered with this firm since 1/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/19/2014 - 01/31/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREENVILLE, SC
B
 12/23/2013 - 01/31/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREENVILLE, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.