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RONALD GREGORY SMITH
CRD#: 5099531
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1145 S 800 EAST STE 110
OREM, UT 84097
CETERA ADVISORS LLCCRD#: 10299 1145 S 800 EAST STE 110
OREM, UT 84097
Registration History
20062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2006 - Present (18 years)IACETERA ADVISORS LLC (CRD# 10299)2006 - 2024 (17 years)
License(s)

State Registrations

B
Alabama 1/8/2025

B
Texas 1/14/2025

B
California 11/19/2008

IA
Texas 1/14/2025

B
Colorado 4/10/2006

B
Utah 6/27/2006

B
Florida 12/20/2021

IA
Utah 3/21/2024

B
New Mexico 9/25/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1145 S 800 EAST STE 110, OREM, UT 84097
PROVO, UT
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
1145 S 800 EAST STE 110, OREM, UT 84097
PROVO, UT
Registered with this firm since 4/10/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/14/2006 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) HIGHLANDS RANCH, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.