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Detailed Report
ERIC D RICHARDSON
CRD#: 5098862
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 376 EAST 400 SOUTH, STE 100
SALT LAKE CITY, UT 84111
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2012 (6 years)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 10/1/2012
B
Nevada 10/1/2012
B
Alaska 10/1/2012
B
New Hampshire 10/1/2012
B
Arizona 10/1/2012
B
New Jersey 10/1/2012
B
Arkansas 10/1/2012
B
New Mexico 10/1/2012
B
California 10/1/2012
B
New York 10/1/2012
B
Colorado 10/1/2012
B
North Carolina 10/1/2012
B
Connecticut 10/1/2012
B
North Dakota 10/1/2012
B
Delaware 9/16/2014
B
Ohio 10/1/2012
B
District of Columbia 10/1/2012
B
Oklahoma 10/1/2012
B
Florida 10/1/2012
B
Oregon 10/1/2012
B
Georgia 10/1/2012
B
Pennsylvania 10/1/2012
B
Hawaii 10/1/2012
B
Puerto Rico 10/1/2012
B
Idaho 10/1/2012
B
Rhode Island 10/1/2012
B
Illinois 10/1/2012
B
South Carolina 10/1/2012
B
Indiana 10/1/2012
B
South Dakota 10/1/2012
B
Iowa 10/1/2012
B
Tennessee 10/1/2012
B
Kansas 10/1/2012
B
Texas 10/1/2012
B
Kentucky 10/1/2012
IA
Texas 6/11/2014
B
Louisiana 10/1/2012
B
Utah 10/1/2012
B
Maine 10/1/2012
IA
Utah 11/4/2013
B
Maryland 10/1/2012
B
Vermont 10/1/2012
B
Massachusetts 10/1/2012
B
Virgin Islands 1/31/2020
B
Michigan 10/1/2012
B
Virginia 10/1/2012
B
Minnesota 10/1/2012
B
Washington 10/1/2012
B
Mississippi 10/1/2012
IA
Washington 10/1/2012
B
Missouri 10/1/2012
B
West Virginia 10/1/2012
B
Montana 10/1/2012
B
Wisconsin 10/1/2012
B
Nebraska 10/1/2012
B
Wyoming 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
376 EAST 400 SOUTH, STE 100, SALT LAKE CITY, UT 84111
6255 S. STATE STREET, MURRAY, UT 84107
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
376 EAST 400 SOUTH, STE 100, SALT LAKE CITY, UT 84111
6255 S. STATE STREET, MURRAY, UT 84107
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 11/29/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RENTON, WA
B
 03/01/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RENTON, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.