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Detailed Report
ERIC JASON BARTLETT
CRD#: 5098332
IA
Investment Adviser
B
Broker
HIGHPOINT PLANNING PARTNERSCRD#: 316636 VOLO, IL
LPL FINANCIAL LLCCRD#: 6413 VOLO, IL
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2014 (4 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 316636)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - Present (10 years)IAHIGHPOINT PLANNING PARTNERS (CRD# 163768)2021 - 2021 (<1 year)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2014 - 2021 (7 years)
License(s)

State Registrations

B
Colorado 5/5/2014
B
Pennsylvania 5/5/2014
B
Illinois 4/7/2014
B
Texas 5/12/2014
IA
Illinois 11/1/2021
IA
Texas 11/1/2021
B
Minnesota 6/13/2014
B
West Virginia 5/5/2014
B
Oregon 5/5/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHPOINT PLANNING PARTNERS (CRD#:316636)
VOLO, IL
Registered with this firm since 11/1/2021
B
LPL FINANCIAL LLC (CRD#:6413)
VOLO, IL
Registered with this firm since 4/7/2014
Previous Registration(s)
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IA
 08/27/2021 - 12/31/2021 HIGHPOINT PLANNING PARTNERS (CRD#:163768) Volo, IL
IA
 04/08/2014 - 08/27/2021 LEVEL FOUR ADVISORY SERVICES (CRD#:134086) VOLO, IL
IA
 06/01/2009 - 04/11/2014 MORGAN STANLEY (CRD#:149777) DEERFIELD, IL
B
 06/01/2009 - 04/11/2014 MORGAN STANLEY (CRD#:149777) DEERFIELD, IL
IA
 07/07/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RIVERWOODS, IL
B
 01/25/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RIVERWOODS, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.