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ROBERT DEAN NELSON
ROBERT NELSON
CRD#: 5098284
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10999 W INTERSTATE 10
5TH FL/STE 5000
SAN ANTONIO, TX 78230
5TH FL/STE 5000
SAN ANTONIO, TX 78230
0
Disclosures
18
Years of Experience
View By:
State Registrations
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Florida 10/31/2024
B
Texas 5/28/2020
B
Kansas 10/18/2024
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Texas 5/28/2020
B
Nevada 10/18/2024
B
Washington 10/18/2024
SRO Registrations
B
B
B
B
B
B
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B
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B
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Registered with this firm since 5/28/2020
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Registered with this firm since 5/28/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/21/2019 - 03/10/2020 | San Antonio, TX | |
IA | 12/04/2015 - 10/01/2019 | SAN ANTONIO, TX | |
B | 12/04/2015 - 10/01/2019 | SAN ANTONIO, TX | |
IA | 06/14/2013 - 12/08/2015 | SAN ANTONIO, TX | |
B | 06/14/2013 - 12/08/2015 | SAN ANTONIO, TX | |
IA | 10/15/2008 - 05/17/2013 | LIVE OAK, TX | |
B | 10/15/2008 - 05/17/2013 | LIVE OAK, TX | |
IA | 02/11/2008 - 10/02/2008 | SAN ANTONIO, TX | |
B | 02/11/2008 - 10/02/2008 | SAN ANTONIO, TX | |
IA | 12/15/2006 - 02/05/2008 | LEON VALLEY, TX | |
B | 11/15/2006 - 02/05/2008 | LEON VALLEY, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.