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CHRISTOPHER MICHAEL FALLON
CHRIS M FALLON, CHRISTOPHER M FALLON, CHRISTOPHER FALLON
CRD#: 5096384
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 16 CAMPUS BLVD
SUITE 200
NEWTOWN SQUARE, PA 19073
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)2006 - 2015 (8 years)IANEWSQUARE CAPITAL, LLC (CRD# 152430)2016 - 2017 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2008 - 2015 (6 years)
Disclosure(s)
View By:
7/6/2020
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/25/2017

B
Nevada 5/12/2023

B
Connecticut 4/6/2023

B
New Jersey 3/25/2017

B
Delaware 3/25/2017

B
New York 3/25/2017

B
District of Columbia 11/17/2021

B
North Carolina 1/12/2022

B
Florida 8/21/2020

B
Ohio 9/4/2020

B
Illinois 5/29/2024

B
Pennsylvania 3/25/2017

B
Maryland 3/25/2017

IA
Pennsylvania 3/25/2017

B
Missouri 12/20/2019

B
South Carolina 9/28/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
ROYERSFORD, PA
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
16 CAMPUS BLVD SUITE 200, NEWTOWN SQUARE, PA 19073
ROYERSFORD, PA
Registered with this firm since 3/25/2017

Previous Registration(s)
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IA
02/15/2016 - 12/31/2017 NEWSQUARE CAPITAL, LLC (CRD#:152430) NEWTOWN SQUARE, PA
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) NEWTOWN SQUARE, PA
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) NEWTOWN SQUARE, PA
IA
02/28/2008 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) NEWTOWN SQUARE, PA
B
04/13/2006 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) NEWTOWN SQUARE, PA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.