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ROBERT W MURRAY
ROBERT WARREN MURRAY III, ROBERT WARREN MURRAY, ROBERT MURRAY, ROBERT WARREN MURRAY III
CRD#: 5096117
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MORGAN STANLEYCRD#: 149777 Tuckahoe, NY
MORGAN STANLEY & CO. LLCCRD#: 8209 2000 Westchester Avenue
Purchase, NY 10577
Purchase, NY 10577
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 12/12/2012
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Nevada 12/12/2012
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Alaska 12/12/2012
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New Hampshire 12/12/2012
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Arizona 12/12/2012
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New Jersey 12/12/2012
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Arkansas 12/12/2012
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New Jersey 12/17/2012
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California 12/12/2012
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New Mexico 12/12/2012
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Colorado 12/12/2012
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New York 12/12/2012
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Connecticut 12/12/2012
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New York 6/16/2021
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Delaware 12/12/2012
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North Carolina 12/13/2012
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District of Columbia 12/12/2012
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North Dakota 12/12/2012
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Florida 12/12/2012
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Ohio 12/12/2012
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Georgia 12/12/2012
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Oklahoma 12/12/2012
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Hawaii 12/12/2012
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Oregon 12/12/2012
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Idaho 12/12/2012
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Pennsylvania 12/12/2012
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Illinois 12/12/2012
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Puerto Rico 12/12/2012
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Indiana 12/12/2012
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Rhode Island 12/12/2012
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Iowa 12/12/2012
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South Carolina 12/12/2012
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Kansas 12/12/2012
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South Dakota 12/12/2012
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Kentucky 12/12/2012
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Tennessee 12/12/2012
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Louisiana 12/12/2012
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Texas 12/12/2012
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Maine 12/12/2012
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Texas 5/4/2020
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Maryland 12/12/2012
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Utah 12/12/2012
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Massachusetts 12/12/2012
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Vermont 12/12/2012
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Michigan 12/12/2012
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Virgin Islands 12/12/2012
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Minnesota 12/12/2012
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Virginia 12/12/2012
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Mississippi 12/12/2012
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Washington 12/12/2012
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Missouri 12/12/2012
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West Virginia 12/12/2012
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Montana 12/12/2012
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Wisconsin 12/12/2012
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Nebraska 12/12/2012
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Wyoming 12/12/2012
SRO Registrations
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Registered with this firm since 1/31/2023
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Registered with this firm since 12/17/2012
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Registered with this firm since 12/12/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2010 - 10/16/2012 | CHARLOTTE, NC | |
B | 12/16/2011 - 10/16/2012 | PURCHASE, NY | |
B | 08/16/2010 - 10/16/2012 | CHARLOTTE, NC | |
IA | 09/26/2007 - 08/17/2010 | CHARLOTTE, NC | |
B | 07/30/2007 - 08/17/2010 | CHARLOTTE, NC | |
B | 05/24/2006 - 08/28/2006 | RALEIGH, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.