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Detailed Report
KONSTANTINOS PANAYIOTIS GREGORY
KG GREGORY, KONSTANDINOS P GREGORY, KONSTANDINOS PANAYIOTIS GREGORY, KONSTANDINOS GREGORY, KONSTANTINOS P GREGORY…
CRD#: 5096099
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1100 S. DIAMOND BAR BLVD
DIAMOND BAR, CA 91765
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)3 FIRMS2007 - 2010 (2 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

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Arizona 8/13/2014
B
New Jersey 12/22/2021
B
California 11/27/2012
IA
New Jersey 12/23/2021
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California 11/27/2012
B
New York 8/13/2014
B
Colorado 8/13/2014
B
North Carolina 8/14/2014
B
District of Columbia 8/13/2014
B
North Dakota 5/12/2022
B
Florida 6/19/2017
B
Ohio 8/14/2014
B
Georgia 8/13/2014
B
Oklahoma 3/27/2019
B
Hawaii 12/3/2018
B
Oregon 8/13/2014
B
Idaho 8/13/2014
B
Pennsylvania 8/13/2014
B
Illinois 8/13/2014
B
South Carolina 1/25/2017
B
Indiana 6/10/2015
B
South Dakota 6/10/2015
B
Iowa 10/11/2018
B
Tennessee 7/28/2015
B
Louisiana 5/10/2023
B
Texas 10/16/2014
B
Maryland 9/27/2017
IA
Texas 10/17/2014
B
Massachusetts 9/22/2023
B
Utah 1/25/2017
B
Minnesota 9/21/2016
B
Virginia 8/13/2014
B
Missouri 8/13/2014
B
Washington 8/13/2014
B
Montana 10/24/2018
B
Wisconsin 9/19/2022
B
Nevada 8/13/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
1100 S. DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
20385 YORBA LINDA BLVD, YORBA LINDA, CA 92886
Registered with this firm since 11/27/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1100 S. DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
20385 YORBA LINDA BLVD, YORBA LINDA, CA 92886
Registered with this firm since 11/27/2012
Previous Registration(s)
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 02/09/2012 - 11/05/2012 LPL FINANCIAL LLC (CRD#:6413) TUSTIN, CA
B
 02/09/2012 - 11/05/2012 LPL FINANCIAL LLC (CRD#:6413) TUSTIN, CA
IA
 04/19/2011 - 11/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RIALTO, CA
B
 04/19/2011 - 11/08/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RIALTO, CA
IA
 12/18/2007 - 07/23/2010 JOHN HANCOCK ADVISERS, LLC (CRD#:105790) BOSTON, MA
IA
 12/18/2007 - 07/23/2010 MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC (CRD#:106435) BOSTON, MA
B
 10/24/2007 - 06/28/2010 JOHN HANCOCK FUNDS, LLC (CRD#:28262) BOSTON, MA
IA
 03/24/2006 - 09/12/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FONTANA, CA
B
 03/15/2006 - 09/12/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FONTANA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.