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BASHAR OMAR
BASHAR A OMAR MR, BASHAR ABDKARIM MOH'D OMAR, BASHAR ABDLKARIM MOH'D OMAR
CRD#: 5095939
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Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
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Firms
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Licenses
Registration History
20082009201020112012201320142015201620172018IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2016 - 2017 (1 year)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2014 - 2014 (<1 year)IAGENWORTH FINANCIAL ADVISERS CO... (CRD# 105644)2008 - 2012 (3 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2008 - 2008 (<1 year)
Previous Registration(s)
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08/16/2016 - 08/22/2017 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) JACKSONVILLE, FL
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07/02/2014 - 12/23/2014 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) Miramar, FL
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12/11/2008 - 06/29/2012 GENWORTH FINANCIAL ADVISERS CORPORATION (CRD#:105644) HOMESTEAD, FL
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03/07/2008 - 10/20/2008 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) CORAL GABLES, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.