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STEVEN JOHN DEBOY JR.
STEVEN JOHN DEBOY
CRD#: 5095360
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 CATONSVILLE, MD
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2019 (6 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

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California 11/12/2019

B
Michigan 5/26/2021

B
Delaware 11/12/2019

B
New York 11/12/2019

B
Florida 11/12/2019

B
North Carolina 11/12/2019

B
Georgia 11/12/2019

B
Ohio 11/12/2019

B
Maryland 11/12/2019

B
Pennsylvania 11/12/2019

IA
Maryland 11/12/2019

B
South Carolina 11/12/2019

B
Massachusetts 1/3/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
CATONSVILLE, MD
Registered with this firm since 11/12/2019

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LPL FINANCIAL LLC (CRD#:6413)
CATONSVILLE, MD
Registered with this firm since 11/12/2019

Previous Registration(s)
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IA
11/07/2013 - 11/18/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BEL AIR, MD
B
11/07/2013 - 11/18/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BEL AIR, MD
IA
03/13/2009 - 12/05/2013 RBC CAPITAL MARKETS, LLC (CRD#:31194) BEL AIR, MD
B
03/13/2009 - 12/05/2013 RBC CAPITAL MARKETS, LLC (CRD#:31194) BEL AIR, MD
IA
01/03/2007 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) BALTIMORE, MD
B
01/03/2007 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) BALTIMORE, MD
IA
09/08/2006 - 01/03/2007 MORGAN STANLEY (CRD#:7556) BALTIMORE, MD
B
09/08/2006 - 01/03/2007 MORGAN STANLEY DW INC. (CRD#:7556) BALTIMORE, MD
IA
06/12/2006 - 09/15/2006 FERRIS, BAKER WATTS INCORPORATED (CRD#:285) BALTIMORE, MD
B
03/27/2006 - 09/15/2006 FERRIS, BAKER WATTS INCORPORATED (CRD#:285) BALTIMORE, MD
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.