Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHARLES LYNCH
CHARLES J LYNCH, CHUCK LYNCH, Charles Lynch, charles judson lynch
CRD#: 5094894
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9360 CLAIREMONT MESA RD
SAN DIEGO, CA 92123
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2025 (6 years)2 FIRMS2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2017 (4 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2008 - 2014 (6 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2006 - 2008 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2006 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2014 - 2017 (2 years)
License(s)

State Registrations

B
Arizona 2/5/2025
B
Massachusetts 2/5/2025
B
Arkansas 2/5/2025
B
Minnesota 2/5/2025
B
California 2/5/2025
B
Nebraska 2/5/2025
IA
California 2/5/2025
B
Nevada 2/5/2025
B
Colorado 2/5/2025
B
Oregon 2/5/2025
B
Delaware 2/5/2025
B
South Carolina 3/10/2025
B
Florida 2/5/2025
B
Tennessee 2/24/2025
B
Hawaii 2/5/2025
B
Texas 2/5/2025
B
Illinois 2/5/2025
IA
Texas 2/5/2025
B
Maryland 2/5/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9360 CLAIREMONT MESA RD, SAN DIEGO, CA 92123
Registered with this firm since 2/5/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9360 CLAIREMONT MESA RD, SAN DIEGO, CA 92123
Registered with this firm since 2/5/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/04/2018 - 02/10/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN DIEGO, CA
B
 06/04/2018 - 02/10/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN DIEGO, CA
IA
 06/01/2017 - 05/31/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
 06/01/2017 - 05/31/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
IA
 12/23/2014 - 05/09/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) SAN DIEGO, CA
B
 10/31/2012 - 05/01/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN DIEGO, CA
B
 05/15/2008 - 11/17/2014 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) BOSTON, MA
B
 07/11/2006 - 04/08/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
B
 03/20/2006 - 07/11/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.