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ANSHU SHAH CHAND THAKUR
ANSHU RAJYA LAXMI SHAH
CRD#: 5094665
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8800 SE SUNNYSIDE RD SUITE 111N
CLACKAMAS, OR 97015
CLACKAMAS, OR 97015
CETERA ADVISOR NETWORKS LLCCRD#: 13572 8800 SE SUNNYSIDE RD SUITE 111N
CLACKAMAS, OR 97015
CLACKAMAS, OR 97015
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 6/9/2021
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Nevada 6/9/2021
B
Alaska 6/9/2021
B
New Hampshire 12/1/2022
B
Arizona 6/9/2021
B
New Jersey 6/9/2021
B
Arkansas 12/1/2022
B
New Mexico 6/9/2021
B
California 6/9/2021
B
New York 6/9/2021
B
Colorado 6/9/2021
B
North Carolina 6/9/2021
B
Connecticut 6/9/2021
B
North Dakota 12/1/2022
B
District of Columbia 6/9/2021
B
Ohio 6/9/2021
B
Florida 6/10/2021
B
Oklahoma 6/9/2021
B
Georgia 6/9/2021
B
Oregon 6/9/2021
B
Hawaii 6/9/2021
IA
Oregon 6/29/2023
B
Idaho 6/9/2021
B
Pennsylvania 6/9/2021
B
Illinois 6/9/2021
B
Puerto Rico 1/2/2024
B
Indiana 6/9/2021
B
Rhode Island 6/9/2021
B
Iowa 6/9/2021
B
South Carolina 6/9/2021
B
Kansas 6/9/2021
B
South Dakota 6/9/2021
B
Louisiana 6/9/2021
B
Tennessee 6/9/2021
B
Maine 6/9/2021
B
Texas 6/9/2021
B
Maryland 6/9/2021
IA
Texas 6/29/2023
B
Massachusetts 6/9/2021
B
Utah 6/9/2021
B
Michigan 6/9/2021
B
Vermont 4/18/2023
B
Minnesota 6/9/2021
B
Virginia 10/15/2024
B
Mississippi 6/9/2021
B
Washington 6/9/2021
B
Missouri 6/9/2021
B
West Virginia 6/9/2021
B
Montana 6/9/2021
B
Wisconsin 6/9/2021
B
Nebraska 4/25/2023
B
Wyoming 12/1/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 6/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 01/08/2008 - 06/09/2021 | CLACKAMAS, OR | |
B | 05/16/2007 - 06/09/2021 | CLACKAMAS, OR | |
IA | 08/29/2006 - 05/10/2007 | W. DES MOINES, IA | |
B | 03/23/2006 - 05/10/2007 | W. DES MOINES, IA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.