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Detailed Report
RACHEL ERIN MATTE MURFIT
RACHEL ERIN MATTERN
CRD#: 5093807
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2725 Sand Hill Road
PWM
Menlo Park, CA 94025
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 10/15/2021
B
Nebraska 10/15/2021
B
Alaska 11/8/2018
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 6/1/2009
B
Arkansas 7/18/2014
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 10/15/2021
IA
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Connecticut 6/1/2009
B
North Dakota 10/15/2021
B
Delaware 6/1/2009
B
Ohio 6/1/2009
B
District of Columbia 6/1/2009
B
Oklahoma 7/10/2018
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 8/27/2018
B
Hawaii 6/1/2009
B
Puerto Rico 10/15/2021
B
Idaho 6/1/2009
B
Rhode Island 9/19/2014
B
Illinois 6/1/2009
B
South Carolina 6/1/2009
B
Indiana 6/1/2009
B
South Dakota 6/1/2009
B
Iowa 9/28/2021
B
Tennessee 1/25/2017
B
Kansas 3/13/2019
B
Texas 6/1/2009
B
Kentucky 10/15/2021
IA
Texas 6/1/2009
B
Louisiana 6/1/2009
B
Utah 6/1/2009
B
Maine 12/11/2018
B
Vermont 6/1/2009
B
Maryland 6/1/2009
B
Virgin Islands 10/15/2021
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 5/16/2018
B
West Virginia 6/1/2009
B
Mississippi 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
B
Wyoming 6/1/2009
B
Montana 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2725 Sand Hill Road PWM, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2725 Sand Hill Road PWM, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/21/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
B
 04/21/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
IA
 05/22/2007 - 05/05/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
 03/19/2007 - 05/05/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.