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SEAN RUSTOM CALROW
SEAN CALROW, Sean Rustom Calrow
CRD#: 5093760
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PHOENIX, AZ
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2011 - 2020 (8 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2010 - 2011 (<1 year)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2009 - 2010 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2007 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2013 - 2018 (4 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Alabama 10/22/2021

B
Montana 10/22/2021

B
Alaska 10/22/2021

B
Nebraska 10/22/2021

B
Arizona 10/26/2021

B
Nevada 10/22/2021

IA
Arizona 11/5/2021

B
New Hampshire 10/22/2021

B
Arkansas 10/22/2021

B
New Jersey 10/22/2021

B
California 10/22/2021

B
New Mexico 10/22/2021

B
Colorado 10/22/2021

B
New York 10/22/2021

B
Connecticut 10/22/2021

B
North Carolina 10/22/2021

B
Delaware 10/22/2021

B
North Dakota 10/22/2021

B
District of Columbia 10/22/2021

B
Ohio 10/22/2021

B
Florida 10/22/2021

B
Oklahoma 10/22/2021

B
Georgia 10/22/2021

B
Oregon 10/22/2021

B
Hawaii 10/22/2021

B
Pennsylvania 10/22/2021

B
Idaho 10/22/2021

B
Puerto Rico 10/22/2021

B
Illinois 10/22/2021

B
Rhode Island 10/22/2021

B
Indiana 10/22/2021

B
South Carolina 10/22/2021

B
Iowa 10/22/2021

B
South Dakota 10/22/2021

B
Kansas 10/22/2021

B
Tennessee 10/22/2021

B
Kentucky 10/22/2021

B
Texas 10/22/2021

B
Louisiana 10/22/2021

IA
Texas 11/3/2021

B
Maine 10/22/2021

B
Utah 10/22/2021

B
Maryland 10/22/2021

B
Vermont 10/22/2021

B
Massachusetts 10/22/2021

B
Virginia 10/22/2021

B
Michigan 10/22/2021

B
Washington 10/22/2021

B
Minnesota 10/22/2021

B
West Virginia 10/22/2021

B
Mississippi 10/22/2021

B
Wisconsin 10/22/2021

B
Missouri 10/22/2021

B
Wyoming 10/22/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
Registered with this firm since 11/3/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PHOENIX, AZ
Registered with this firm since 10/22/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/26/2020 - 08/17/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
B
05/23/2020 - 08/17/2021 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
IA
01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/14/2011 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) PHOENIX, AZ
IA
04/02/2013 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) PHOENIX, AZ
IA
09/26/2012 - 04/05/2013 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) PHOENIX, AZ
B
11/04/2010 - 08/26/2011 NATIONAL PLANNING CORPORATION (CRD#:29604) PRESCOTT VALLEY, AZ
B
08/03/2009 - 03/26/2010 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
IA
11/12/2008 - 05/20/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) PRESCOTT VALLEY, AZ
B
08/13/2008 - 05/20/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) PRESCOTT VALLEY, AZ
B
02/19/2007 - 09/12/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PRESCOTT VALLEY, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.