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PHILIP HANS ARTMANN
PHILIP ARTMANN
CRD#: 5093743
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 112 HAYWOOD ROAD
GREENVILLE, SC 29607
GREENVILLE, SC 29607
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 8/23/2022
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Montana 10/29/2024
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Alaska 9/7/2022
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Nebraska 10/29/2024
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Arizona 9/6/2022
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Nevada 8/31/2022
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Arkansas 8/22/2022
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New Hampshire 8/26/2022
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California 8/23/2022
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New Jersey 8/24/2022
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Colorado 8/24/2022
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New Mexico 8/23/2022
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Connecticut 8/26/2022
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New York 8/23/2022
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Delaware 8/23/2022
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North Carolina 8/24/2022
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District of Columbia 6/20/2023
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North Dakota 6/3/2024
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Florida 5/20/2016
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Ohio 8/25/2022
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Florida 5/23/2016
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Oklahoma 1/17/2024
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Georgia 8/25/2022
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Oregon 8/24/2022
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Hawaii 8/24/2022
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Pennsylvania 8/24/2022
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Idaho 8/23/2022
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Puerto Rico 10/29/2024
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Illinois 9/1/2022
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Rhode Island 8/30/2022
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Indiana 8/23/2022
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South Carolina 8/23/2022
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Iowa 8/25/2022
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South Carolina 10/24/2024
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Kansas 8/23/2022
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Tennessee 8/24/2022
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Kentucky 8/29/2022
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Texas 8/23/2022
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Louisiana 8/24/2022
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Utah 8/23/2022
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Maine 8/23/2022
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Vermont 10/29/2024
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Maryland 8/24/2022
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Virgin Islands 10/29/2024
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Massachusetts 8/23/2022
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Virginia 8/24/2022
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Michigan 8/26/2022
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Washington 8/23/2022
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Minnesota 8/24/2022
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West Virginia 8/25/2022
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Mississippi 6/3/2024
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Wisconsin 8/23/2022
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Missouri 8/24/2022
SRO Registrations
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IA
Registered with this firm since 5/23/2016
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Registered with this firm since 5/20/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/03/2014 - 06/10/2016 | FORT MYERS, FL | |
B | 11/06/2014 - 06/10/2016 | FORT MYERS, FL | |
IA | 11/24/2008 - 02/19/2013 | FT. MYERS, FL | |
B | 11/19/2008 - 02/19/2013 | BONITA SPRINGS, FL | |
IA | 04/02/2007 - 11/20/2008 | BONITA SPRINGS, FL | |
B | 04/02/2007 - 11/20/2008 | BONITA SPRINGS, FL | |
IA | 04/25/2006 - 04/02/2007 | BONITA SPRINGS, FL | |
B | 04/10/2006 - 04/02/2007 | BONITA SPRINGS, FL |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.