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Detailed Report
DANIEL ROBERT MANTELL
CRD#: 5093019
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 STATE STREET
Suite 1350
BOSTON, MA 02109-1803
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)IACALIBRE ADVISORY SERVICES INC. (CRD# 133333)2006 - 2010 (4 years)
License(s)

State Registrations

B
California 7/5/2024
B
New Hampshire 7/8/2024
B
Colorado 7/8/2024
B
New Jersey 7/5/2024
B
Connecticut 11/17/2022
B
New York 11/17/2022
B
District of Columbia 7/18/2024
B
North Carolina 10/19/2023
B
Florida 11/17/2022
B
Ohio 6/9/2023
B
Illinois 1/18/2024
B
Pennsylvania 7/5/2024
B
Indiana 7/5/2024
B
Rhode Island 11/17/2022
B
Iowa 7/16/2024
B
South Carolina 7/7/2024
B
Kentucky 7/8/2024
B
Texas 1/25/2023
B
Maine 7/8/2024
IA
Texas 1/25/2023
B
Maryland 12/21/2022
B
Utah 7/8/2024
B
Massachusetts 11/7/2022
B
Vermont 7/5/2024
IA
Massachusetts 11/17/2022
B
Virginia 7/10/2024
B
Minnesota 8/14/2024
B
Washington 11/17/2022
B
Missouri 7/8/2024
B
West Virginia 6/21/2023
B
Nebraska 7/3/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 11/17/2022
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 10/11/2022
Previous Registration(s)
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IA
 06/07/2006 - 10/15/2010 CALIBRE ADVISORY SERVICES INC. (CRD#:133333) WALTHAM, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.