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Detailed Report
ALIA MITCHELL
ALIA AIDYRALIEVA
CRD#: 5092667
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 680 East Colorado Blvd
Suite 100
Pasadena, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (1 year)2 FIRMS2011 - Present (14 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2011 (2 years)
License(s)

State Registrations

B
Arizona 4/1/2022
B
Missouri 6/21/2023
B
California 1/19/2011
B
Montana 9/23/2021
IA
California 1/19/2011
B
Nevada 3/28/2019
B
Colorado 1/25/2018
B
New York 3/28/2019
B
District of Columbia 3/28/2019
B
North Carolina 11/30/2020
B
Florida 4/1/2022
B
Oregon 1/2/2013
B
Georgia 3/28/2019
B
Pennsylvania 10/12/2022
B
Hawaii 6/21/2023
B
Tennessee 4/1/2022
B
Illinois 3/26/2024
B
Texas 6/25/2024
B
Indiana 3/28/2019
B
Utah 6/21/2023
B
Iowa 3/28/2019
B
Virginia 11/30/2020
B
Massachusetts 4/19/2021
B
Washington 1/2/2013
B
Michigan 4/19/2022
B
Wisconsin 5/26/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
680 East Colorado Blvd Suite 100, Pasadena, CA 91101
Registered with this firm since 1/19/2011
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
680 East Colorado Blvd Suite 100, Pasadena, CA 91101
Registered with this firm since 1/19/2011
Previous Registration(s)
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B
 03/10/2008 - 01/03/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SANTA MONICA, CA
IA
 03/27/2006 - 02/26/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LOS ANGELES, CA
B
 03/09/2006 - 02/26/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.