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JAMES MICHAEL KUKURIN
JAMES MICHAEL KUKURIN JR.
CRD#: 5092464
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 1120 North Town Center
Suite #170
Las Vegas, NV 89144-6303
Suite #170
Las Vegas, NV 89144-6303
0
Disclosures
18
Years of Experience
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State Registrations
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Arizona 3/6/2013
IA
Nevada 3/6/2013
B
California 3/6/2013
B
North Carolina 5/26/2020
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Colorado 11/14/2014
B
Oregon 11/14/2014
B
Florida 11/14/2014
B
Pennsylvania 6/25/2024
B
Hawaii 5/31/2017
B
Tennessee 9/19/2024
B
Illinois 11/14/2014
B
Texas 11/14/2014
B
Maryland 11/14/2014
B
Utah 3/6/2013
B
Massachusetts 11/14/2014
B
Washington 11/14/2014
B
Minnesota 11/14/2014
B
Wisconsin 7/27/2021
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Nevada 3/6/2013
SRO Registrations
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Registered with this firm since 3/6/2013
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Registered with this firm since 3/6/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 02/15/2013 | HENDERSON, NV | |
B | 01/03/2011 - 02/15/2013 | HENDERSON, NV | |
IA | 06/09/2008 - 01/03/2011 | HENDERSON, NV | |
B | 06/09/2008 - 01/03/2011 | HENDERSON, NV | |
IA | 05/12/2006 - 01/23/2008 | LAS VEGAS, NV | |
B | 04/04/2006 - 01/23/2008 | LAS VEGAS, NV |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.