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Andrew Loring Gregory
ANDREW GREGORY
CRD#: 5092230
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Registration History
20062008201020122014201620182020202220242026IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2024 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Florida 8/10/2023

IA
Florida 4/10/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 4/10/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Registered with this firm since 6/29/2023

Previous Registration(s)
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B
03/28/2006 - 09/15/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. PETERSBURG, FL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.