Individual Firm
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JAMES KAMPETIS
JAMES CHRISTOPHER KAMPETIS, James Kampetis
CRD#: 5092190
IA
B
CWM, LLCCRD#: 155344 1 Bigelow Square 20th Floor
Pittsburgh, PA 15219
Pittsburgh, PA 15219
0
Disclosures
5
Years of Experience
View By:
State Registrations
IA
Ohio 2/27/2024
IA
Pennsylvania 7/18/2022
IA
Registered with this firm since 7/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/27/2016 - 02/13/2017 | SEVEN FIELDS, PA | |
IA | 08/18/2014 - 08/09/2016 | UPPER SAINT CLAIR, PA | |
B | 07/16/2014 - 08/09/2016 | UPPER SAINT CLAIR, PA |
UPPER SAINT CLAIR, PA
08/18/2014 - 08/09/2016
UPPER SAINT CLAIR, PA
07/16/2014 - 08/09/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.