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Benjamin H Holmgren
Benjamin Helge Holmgren
CRD#: 5091612
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
200620082010201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2019 (12 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2019 (11 years)
License(s)

State Registrations

B
Arizona 6/30/2021

B
Montana 6/30/2021

B
California 6/30/2021

B
Nebraska 7/5/2023

B
Colorado 6/30/2021

B
Nevada 6/30/2021

B
Connecticut 6/30/2021

B
New York 6/30/2021

B
Delaware 6/30/2021

B
North Carolina 6/30/2021

B
District of Columbia 6/30/2021

B
Ohio 7/1/2021

B
Florida 6/30/2021

B
Oklahoma 11/14/2023

B
Georgia 6/30/2021

B
Oregon 2/1/2022

B
Illinois 6/17/2021

B
Pennsylvania 6/30/2021

IA
Illinois 6/17/2021

B
Rhode Island 6/30/2021

B
Indiana 8/7/2024

B
South Carolina 6/30/2021

B
Iowa 6/30/2021

B
South Dakota 6/30/2021

B
Kansas 6/30/2021

B
Tennessee 6/30/2021

B
Kentucky 6/30/2021

B
Texas 6/30/2021

B
Maine 6/30/2021

IA
Texas 6/30/2021

B
Maryland 6/30/2021

B
Utah 3/15/2023

B
Massachusetts 6/30/2021

B
Virginia 6/30/2021

B
Michigan 6/30/2021

B
Washington 6/30/2021

B
Minnesota 12/7/2023

B
Wisconsin 6/30/2021

B
Mississippi 6/30/2021

IA
Wisconsin 7/29/2021

B
Missouri 6/30/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 6/17/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 6/17/2021

Previous Registration(s)
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IA
04/27/2020 - 06/08/2021 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
B
04/27/2020 - 06/08/2021 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
IA
08/01/2008 - 10/01/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
12/06/2006 - 10/01/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.