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Detailed Report
Travis Edward Kellman
TRAVIS E KELLMAN
CRD#: 5089864
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 1473 ERIE BLVD
SUITE 202
SCHENECTADY, NY 12305
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2018 (12 years)
License(s)

State Registrations

B
California 1/3/2019
IA
New York 2/3/2021
B
Connecticut 1/2/2024
B
North Carolina 9/28/2018
B
District of Columbia 1/3/2022
B
Ohio 1/2/2024
B
Florida 3/2/2020
B
Oregon 7/1/2022
B
Georgia 1/3/2019
B
Pennsylvania 1/3/2019
B
Kentucky 1/3/2023
B
Rhode Island 2/8/2023
B
Maine 1/3/2019
B
South Carolina 1/3/2019
B
Maryland 1/3/2019
B
Tennessee 11/9/2023
B
Massachusetts 9/28/2018
B
Texas 1/5/2022
B
Michigan 1/3/2019
IA
Texas 7/9/2024
B
Minnesota 1/3/2019
B
Vermont 9/28/2018
B
New Hampshire 1/2/2024
B
Virginia 1/3/2019
B
New Jersey 1/3/2019
B
Washington 1/3/2022
B
New York 9/28/2018
B
Wisconsin 7/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
1473 ERIE BLVD SUITE 202, SCHENECTADY, NY 12305
Registered with this firm since 10/1/2018
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
1473 ERIE BLVD SUITE 202, SCHENECTADY, NY 12305
Registered with this firm since 9/28/2018
Previous Registration(s)
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B
 04/27/2006 - 10/01/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ALBANY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.