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PETER L NIELSEN
CRD#: 5089818
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 4/14/2021

B
North Carolina 9/17/2008

B
California 9/11/2008

B
Ohio 5/6/2008

B
Florida 5/8/2008

IA
Ohio 9/18/2008

B
Hawaii 5/27/2010

B
Oregon 7/29/2021

B
Illinois 9/9/2008

IA
Texas 9/10/2008

B
Michigan 9/8/2008

B
Utah 3/19/2024

IA
Michigan 5/12/2010

B
Wisconsin 3/19/2024

B
New York 1/6/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
bloomfield, MI
Registered with this firm since 9/10/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
bloomfield, MI
Registered with this firm since 5/2/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.