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Farhad Firoozi
CRD#: 5088727
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4707 Executive Dr
SAN DIEGO, CA 92121-3091
Registration History
200620082010201220142016201820202022202420264 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BAMERICAN FUNDS DISTRIBUTORS, INC. (CRD# 6247)2008 - 2010 (1 year)BLPL FINANCIAL CORPORATION (CRD# 6413)2006 - 2008 (1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2007 - 2008 (<1 year)
License(s)

State Registrations

B
California 12/4/2018

IA
California 12/6/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
Registered with this firm since 12/6/2018

B
LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, SAN DIEGO, CA 92121-3091
Registered with this firm since 12/4/2018

Previous Registration(s)
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IA
12/05/2016 - 12/04/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) San Francisco, CA
B
12/05/2016 - 12/04/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
IA
09/16/2010 - 12/21/2016 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
09/14/2010 - 12/21/2016 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
05/19/2010 - 09/16/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) LA JOLLA, CA
B
05/18/2010 - 09/16/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) LA JOLLA, CA
IA
03/10/2010 - 06/10/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LA JOLLA, CA
B
03/09/2010 - 06/10/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LA JOLLA, CA
B
03/10/2008 - 02/26/2010 AMERICAN FUNDS DISTRIBUTORS, INC. (CRD#:6247) IRVINE, CA
IA
03/07/2007 - 02/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) SAN DIEGO, CA
B
03/22/2006 - 02/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.