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Detailed Report
KEVIN LYLE HACKETT
KEVIN L HACKETT
CRD#: 5088367
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4100 4TH ST N
SAINT PETERSBURG, FL 33703
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2023 (14 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2007 (<1 year)BATLAS SECURITIES, LLC (CRD# 20991)2006 - 2007 (<1 year)
Disclosure(s)
View By:
10/29/1999
Criminal
Final Disposition
License(s)

State Registrations

IA
Florida 7/31/2023
B
Georgia 8/3/2023
B
Florida 8/1/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4100 4TH ST N, SAINT PETERSBURG, FL 33703
Registered with this firm since 7/31/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4100 4TH ST N, SAINT PETERSBURG, FL 33703
Registered with this firm since 7/28/2023
Previous Registration(s)
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IA
 05/26/2023 - 06/26/2023 MORGAN STANLEY (CRD#:149777) Palm Harbor, FL
B
 05/25/2023 - 06/26/2023 MORGAN STANLEY (CRD#:149777) Palm Harbor, FL
IA
 03/22/2023 - 04/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEMINOLE, FL
B
 06/17/2008 - 04/19/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SEMINOLE, FL
B
 02/01/2007 - 07/16/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) BRADENTON, FL
B
 04/11/2006 - 02/01/2007 ATLAS SECURITIES, LLC (CRD#:20991) BRADENTON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.