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SHAHRIAR AHMED CHOWDHURY
SHA AHMED CHOWDHURY, SHAHI AHMED CHOWDHURY, SHAHRIAR A. CHOWDHURY
CRD#: 5086987
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1700 K ST NW 9TH FL
[DU-RBO]
WASHINGTON, DC 20006
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)
Disclosure(s)
View By:
4/25/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/11/2025

B
Missouri 2/14/2020

B
Arkansas 2/3/2025

B
New Hampshire 6/3/2024

B
California 5/19/2015

B
New Jersey 2/15/2022

B
Colorado 2/22/2022

B
New Mexico 1/22/2021

B
Connecticut 2/15/2022

B
New York 2/15/2022

B
Delaware 2/15/2022

B
North Carolina 2/19/2014

B
District of Columbia 3/22/2013

B
Ohio 3/15/2024

IA
District of Columbia 12/21/2021

B
Oregon 2/8/2024

B
Florida 2/15/2022

IA
Oregon 2/8/2024

B
Georgia 5/18/2017

B
Pennsylvania 2/15/2022

B
Illinois 3/14/2024

B
South Carolina 2/15/2022

B
Iowa 2/15/2022

B
Tennessee 2/15/2022

B
Louisiana 5/24/2024

B
Texas 5/30/2013

B
Maine 1/22/2020

IA
Texas 5/30/2013

B
Maryland 3/22/2013

B
Utah 7/26/2021

IA
Maryland 3/22/2013

B
Virginia 3/22/2013

B
Massachusetts 2/15/2022

IA
Virginia 8/25/2021

B
Minnesota 5/23/2024

B
Washington 11/3/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1700 K ST NW 9TH FL [DU-RBO], WASHINGTON, DC 20006
Registered with this firm since 3/22/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1700 K ST NW 9TH FL [DU-RBO], WASHINGTON, DC 20006
Registered with this firm since 3/22/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2009 - 04/04/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WASHINGTON, DC
B
10/16/2009 - 04/04/2013 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WASHINGTON, DC
IA
05/07/2009 - 10/30/2009 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ROCKVILLE, MD
B
05/07/2009 - 10/30/2009 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ROCKVILLE, MD
IA
10/13/2008 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BETHESDA, MD
B
10/13/2008 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BETHESDA, MD
IA
03/16/2006 - 11/04/2008 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) ARLINGTON, VA
B
01/31/2006 - 11/04/2008 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) ARLINGTON, VA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.