Individual Firm
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JOSHUA EMILE SILVERMAN
JOSH SILVERMAN, JOSHUA SILVERMAN
CRD#: 5086890
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 11995 CARMEL MOUNTAIN RD
SAN DIEGO, CA 92128
SAN DIEGO, CA 92128
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Disclosures
18
Years of Experience
View By:
State Registrations
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Arizona 1/13/2020
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Oregon 10/12/2022
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California 1/17/2018
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Tennessee 5/8/2018
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California 1/17/2018
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Texas 1/17/2018
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Colorado 2/21/2019
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Texas 1/17/2018
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Florida 9/28/2018
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Virginia 3/12/2020
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Illinois 3/12/2020
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Washington 6/3/2020
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Montana 10/1/2018
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West Virginia 10/1/2018
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New York 1/31/2020
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Wyoming 6/10/2024
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North Carolina 1/19/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/17/2018
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Registered with this firm since 1/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 01/18/2018 | SAN DIEGO, CA | |
IA | 10/23/2009 - 01/18/2018 | SAN DIEGO, CA | |
B | 10/23/2009 - 01/18/2018 | SAN DIEGO, CA | |
IA | 10/31/2008 - 10/02/2009 | LA JOLLA, CA | |
B | 10/30/2008 - 10/02/2009 | LA JOLLA, CA | |
IA | 06/06/2007 - 10/31/2008 | LA JOLLA, CA | |
B | 04/02/2007 - 10/31/2008 | LA JOLLA, CA | |
B | 07/20/2006 - 12/04/2006 | WASHINGTON, DC | |
B | 06/02/2006 - 07/06/2006 | BETHESDA, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.