Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
STEPHEN EDWIN ARNOLD
STEPHEN ARNOLD, STEVE EDWIN ARNOLD
CRD#: 5086694
IA
Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 10120 South Eastern Avue
Suite 240
Henderson, NV 89052
Registration History
2014201520162017201820192020202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2014 - Present (10 years)
License(s)

State Registrations

IA
California 7/23/2014
IA
New Jersey 1/10/2019
IA
Nevada 7/29/2014
Current Registration(s)
IA
BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
10120 South Eastern Avue Suite 240, Henderson, NV 89052
Registered with this firm since 7/23/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.