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Detailed Report
STEPHANIE BROOKE WOOLDRIDGE
STEPHANIE BROOKE MARTIN
CRD#: 5086565
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 755 LAMAR BLVD. WEST
ARLINGTON, TX 76012
Registration History
20062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2009 (3 years)
License(s)

State Registrations

B
Arizona 10/20/2023
B
Oregon 1/8/2025
B
California 8/24/2023
B
Texas 10/1/2012
B
Florida 4/29/2021
IA
Texas 11/29/2019
B
Michigan 8/24/2023
B
Virginia 6/3/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
755 LAMAR BLVD. WEST, ARLINGTON, TX 76012
Registered with this firm since 11/29/2019
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
755 LAMAR BLVD. WEST, ARLINGTON, TX 76012
Registered with this firm since 10/1/2012
Previous Registration(s)
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B
 09/20/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DUNCANVILLE, TX
B
 03/31/2006 - 09/21/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.