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Detailed Report
CHARLES WAYNE TAYLOR
CHUCK TAYLOR
CRD#: 5086503
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 21 SUNRISE AVE
LEXINGTON, NC 27292
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2006 - 2007 (1 year)
License(s)

State Registrations

B
North Carolina 6/5/2007
B
South Carolina 6/20/2007
IA
North Carolina 6/5/2007
B
Virginia 4/18/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
21 SUNRISE AVE, LEXINGTON, NC 27292
Registered with this firm since 6/5/2007
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
21 SUNRISE AVE, LEXINGTON, NC 27292
Registered with this firm since 6/5/2007
Previous Registration(s)
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B
 02/07/2006 - 06/20/2007 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) LEXINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.