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DOMINIC A LEVATO
DOMINIC ADRIAN LEVATO, Dominic Levato
CRD#: 5086063
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 987 S RANDALL RD
GENEVA, IL 60134-3060
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 987 S RANDALL RD
GENEVA, IL 60134
Registration History
200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2017 - 2024 (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2016 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2010 (2 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2006 - 2007 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2006 - 2006 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2020 - 2024 (3 years)
License(s)

State Registrations

B
Alabama 12/5/2024

B
New Jersey 5/14/2024

B
Arizona 6/26/2024

B
New York 2/4/2025

B
Florida 6/26/2024

B
North Carolina 6/26/2024

B
Illinois 4/16/2024

B
Ohio 5/14/2024

IA
Illinois 4/29/2024

B
South Carolina 12/18/2024

B
Indiana 12/5/2024

B
Tennessee 12/5/2024

B
Iowa 6/26/2024

B
Texas 5/14/2024

B
Kansas 5/14/2024

IA
Texas 7/19/2024

B
Massachusetts 7/12/2024

B
Washington 12/5/2024

B
Michigan 6/26/2024

B
Wisconsin 5/14/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
987 S RANDALL RD, GENEVA, IL 60134-3060
Registered with this firm since 4/29/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
987 S RANDALL RD, GENEVA, IL 60134
YORKVILLE, IL
Registered with this firm since 4/16/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/05/2020 - 04/05/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ST. CHARLES, IL
B
06/15/2017 - 04/05/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ST. CHARLES, IL
B
05/10/2014 - 04/14/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) BLOOMINGDALE, IL
B
12/05/2007 - 02/22/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BLOOMINGDALE, IL
B
12/20/2006 - 03/08/2007 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
B
01/18/2006 - 09/29/2006 FIRST INVESTORS CORPORATION (CRD#:305) LOMBARD, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.