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Detailed Report
LILIANA ESPINOZA SOTO
LILIANA ESPINOZA, LILY ESPINOZA
CRD#: 5085336
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 801 EAST CHAPMAN AVE STE 104
FULLERTON, CA 92831
CETERA ADVISOR NETWORKS LLCCRD#: 13572 801 EAST CHAPMAN AVE STE 104
FULLERTON, CA 92831
Registration History
2008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2007 - Present (18 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2016 - 2023 (6 years)
License(s)

State Registrations

B
California 7/27/2007
IA
California 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
801 EAST CHAPMAN AVE STE 104, FULLERTON, CA 92831
ANAHEIM, CA
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
801 EAST CHAPMAN AVE STE 104, FULLERTON, CA 92831
ANAHEIM, CA
Registered with this firm since 3/28/2007
Previous Registration(s)
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IA
 08/23/2016 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.